SEC FORM
4
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
|
|
|
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
C/O RENEO PHARMACEUTICALS, INC. |
12230 EL CAMINO REAL, SUITE 230 |
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
Reneo Pharmaceuticals, Inc.
[ RPHM ]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X |
Director |
|
10% Owner |
|
Officer (give title below) |
|
Other (specify below) |
|
|
3. Date of Earliest Transaction
(Month/Day/Year) 04/13/2021
|
4. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting Person |
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
|
2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
|
4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
|
5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7. Nature of Indirect Beneficial Ownership (Instr.
4)
|
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
04/13/2021 |
|
C |
|
1,658,226 |
A |
|
1,658,226 |
I |
By Abingworth Bioventures 8 LP
|
Common Stock |
04/13/2021 |
|
P
|
|
200,000 |
A |
$15
|
1,858,226 |
I |
By Abingworth Bioventures 8 LP
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivative Security (Instr.
3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
|
6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
|
8. Price of Derivative Security (Instr.
5)
|
9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
|
10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11. Nature of Indirect Beneficial Ownership (Instr.
4)
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Series B Preferred Stock |
|
04/13/2021 |
|
C |
|
|
7,420,232 |
|
|
Common Stock |
1,658,226 |
$0.00
|
0 |
I |
By Abingworth Bioventures 8 LP
|
Explanation of Responses: |
Remarks: |
|
/s/ Vineet R. Jindal, Attorney-in-Fact |
04/15/2021 |
|
** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Exhibit 99.1
(2) The shares are held by Abingworth Bioventures 8 LP ("Abingworth 8").
Abingworth Bioventures 8 GP LP serves as the general partner of Abingworth 8.
Abingworth General Partner 8 LLP, (together with Abingworth Bioventures 8 GP LP,
the "General Partners"), serves as the general partner of Abingworth Bioventures
8 GP LP. Abingworth 8 (acting by its general partner Abingworth Bioventures 8
GP LP, acting by its general partner Abingworth General Partner 8 LLP) has
delegated to Abingworth LLP all investment and dispositive power over the
securities held by Abingworth 8. The Reporting Person, a Director of the Issuer,
is a member of an investment committee of Abingworth 8 which approves investment
and voting decisions by majority vote and no individual member has the sole
control or voting power over the securities held by Abingworth 8. Each of
Abingworth 8, Abingworth LLP, the General Partners and each member of the
Investment Committee disclaims beneficial ownership of the common stock held by
Abingworth 8.